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Capital Markets Authority (CMA)

Kenya
Kenya
Regulated by Government of Kenya – National Treasury
Introduction

The Capital Markets Authority (CMA) is Kenya’s financial regulatory agency responsible for licensing and supervising capital markets intermediaries, including online forex trading brokers. CMA ensures transparent, secure, and investor-friendly financial markets through regulatory oversight, conduct rules, and public protection mechanisms.

 

The Capital Markets Authority (CMA) provides a structured and transparent regulatory environment for online forex trading in Kenya. Traders should verify broker licensing and choose CMA-authorized platforms to ensure safety, legal compliance, and access to investor protection mechanisms.

Leverage limits
  • Non-Dealing Online Forex Brokers: Typically offer up to 400:1 leverage
  • CMA may impose lower leverage levels based on risk profiling and broker classification
Responsibilities & role in forex trading
  • Licensing Non-Dealing Online Forex Brokers and Dealing Forex Brokers
  • Supervising online trading platforms and marketing conduct
  • Enforcing client fund protection, disclosure, and anti-money laundering (AML) obligations
  • Promoting investor education and risk awareness
How to verify regulation?
  1. Visit the CMA Kenya Website
  2. Navigate to the “Licensees” section
  3. Check the list under “Online Forex Trading Licensees”
Compliance requirements for brokers
  • Must be incorporated in Kenya or have a local branch
  • Minimum capital requirement: KES 50 million (approx. USD 330,000)
  • Segregation of client funds in trust accounts
  • Submission of monthly and annual reports to CMA
  • Mandatory participation in Dispute Resolution Mechanisms
  • All advertisements must be pre-approved by CMA
Advantages & limitations of trading with Capital Markets Authority regulated brokers

Advantages

  • Transparent licensing system
  • High leverage allowed with oversight
  • Client fund segregation and capital requirements
  • Promotes local investor education

 

Limitations

  • Limited number of licensed brokers compared to global markets
  • No compensation fund for investor losses
  • International brokers often operate without local approval
Frequently asked questions
Details

Country

Kenya

Established

1989

Customer support

Contact

+254 20 2264900

Complaint channels

Complaint bodies

Capital Markets Authority (CMA) Capital Markets Tribunal – for formal appeals

Hotline

+254 20 2264900

Complaint email

complaints@cma.or.ke

Financial instruments regulated
  • Commodities
  • Forex
  • Stocks
  • Last updated on: March 28, 2025