China Securities Regulatory Commission (CSRC)
The China Securities Regulatory Commission (CSRC) is China’s principal authority for supervising the securities and futures markets. While the CSRC does not directly license or regulate forex brokers, it plays an important role in overseeing forex-linked financial instruments, cross-border investment products, and capital markets tied to currency exposure.
The China Securities Regulatory Commission (CSRC) helps manage currency risk through its oversight of FX-exposed securities, structured products, and outbound investment schemes. While it doesn’t regulate forex trading directly, its role in cross-border finance and currency-linked instruments is crucial in shaping China’s global market participation.
CSRC does not regulate spot forex leverage, but it may influence leverage rules for FX-linked ETFs, futures, and structured investment products through risk guidelines and approvals.
- Supervises publicly traded companies, securities firms, and fund managers
- Oversees structured products and ETFs with foreign exchange exposure
- Authorizes Qualified Domestic Institutional Investor (QDII) programs allowing outbound investment
- Coordinates with PBOC and SAFE on capital market liberalization and FX-related risks
- Visit the CSRC official website (in Chinese)
- Check the list of approved fund managers, securities companies, or fund products
- Cross-reference with SAFE/PBOC for currency-related regulatory boundaries
- Must register with CSRC for issuing or distributing FX-exposed products
- QDII institutions must be approved and subject to investment quota limits
- Must adhere to CSRC disclosure, risk management, and investor suitability rules
Advantages
- Enables regulated access to global markets through QDII programs
- Oversees institutional products tied to forex exposure
- Promotes financial stability through joint regulation with SAFE and PBOC
Limitations
- Does not license retail forex brokers or margin trading
- No direct role in retail currency exchange
- Limited transparency in English for international audiences
Country
China
Established
1992
Contact
+86 10 6621 6114
Complaint bodies
China Securities Regulatory Commission (CSRC) China Investors Protection Fund (CIPF) – for covered investor claims
Hotline
+86 10 6621 6114
Complaint email
Last updated on: March 27, 2025
High Risk Warning : Please note that foreign exchange and other leveraged trading involves significant risk of loss. It is not suitable for all investors and you should make sure you understand the risks involved, seeking independent advice if necessary.