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Financial Services Agency (FSA)

Japan
Japan
Regulated by Government of Japan
Introduction

The Financial Services Agency (FSA) is Japan’s primary financial regulatory authority responsible for overseeing forex brokers, banks, insurance companies, and securities firms. Known for its stringent rules and proactive enforcement, the FSA promotes fair, stable, and transparent financial markets while protecting retail investors.

 

The Financial Services Agency (FSA) is one of the most reputable financial regulators globally, ensuring the safety and transparency of forex trading in Japan. Choosing an FSA-regulated broker ensures compliance with strict standards and strong investor protection.

Leverage limits
  • 25:1 maximum leverage for major currency pairs
  • Lower leverage may be applied to more volatile pairs or at FSA discretion
Responsibilities & role in forex trading
  • Licensing and supervision of forex brokers and financial institutions
  • Enforcing trading leverage limits and margin requirements
  • Monitoring compliance with anti-money laundering (AML) and investor protection laws
  • Collaborating with the Japan Financial Services Intermediary Association (FIAJ) and the Japan Virtual and Crypto Assets Exchange Association (JVCEA)
How to verify regulation?
  1. Visit the FSA Website (Japanese only)
  2. Navigate to the registry of licensed financial service providers
  3. Search by broker name or registration number
Compliance requirements for brokers
  • Capital Requirements: Minimum net capital based on trading volume and client exposure
  • Client Fund Segregation: Mandatory segregation of customer funds
  • Leverage Caps: Strict 25:1 limit to protect retail traders
  • No Bonus Policy: Promotional bonuses and incentives are restricted
  • Reporting & Audits: Frequent financial and operational reporting to the FSA
  • Negative Balance Protection: Required to prevent client loss beyond deposits
Advantages & limitations of trading with Financial Services Agency regulated brokers

Advantages

  • Strong enforcement and consumer protection
    Transparent licensing framework
    Stable regulatory environment for forex trading
    Reliable broker registry and public accountability

 

Limitations

  • Website and resources primarily in Japanese
    Strict leverage limits may deter high-frequency traders
    Bonus bans limit marketing incentives for brokers
Frequently asked questions
Details

Country

Japan

Established

2000

Customer support

Contact

+81 3 3506 6000

Complaint channels

Complaint bodies

Financial Services Agency (FSA) Japan Financial Services Intermediary Association (FIAJ) Financial Services Dispute Resolution Center (Ombudsman-style service)

Hotline

+81 3 3506 6000

Financial instruments regulated
  • Forex
  • Bond
  • Derivatives
  • Equities
  • ETFs
  • Last updated on: March 27, 2025